Please note that if you or your company is interested (or has a short position) in 5% or more of the units as defined under Part XV of the Securities and Futures Ordinance, you or your company will have a duty of disclosure in respect of any acquisition of, cessation of or changes in such interest or short position to the REIT Manager and The Stock Exchange of Hong Kong Limited (the "Stock Exchange").
How to make the Notification of Interests in Units of Regal REIT
You may obtain the standard forms for notifications of your or your company's interests in the Units from the websites of the Stock Exchange at www.hkex.com.hk or the Securities and Futures Commission (the "SFC") at www.sfc.hk. The websites of the Stock Exchange and the SFC contain directions and instructions for completion of the notification forms. Please note that the REIT Manager cannot advise you on how to fill in the notification forms or answer queries on individual cases.
Submission of notification form to the Manager
You should send notification forms to the Manager either by fax at (852) 2577-8686 or by e-mail at info@RegalREIT.com for the attention of the Compliance Manager.
The REIT Manager will publish all notifications of interests and/or short positions in the Units received by it on its website in the form actually received by the REIT Manager from the notifying Unitholders without any analysis, summary or explanation. The Manager shall take no responsibility for the contents of any such notifications, make no representation as to their accuracy or completeness and disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon such notifications published or to be published on this website.
Under the Trust Deed, if a person who has a duty of disclosure under the Trust Deed fails to make notification in accordance with the provisions of the Trust Deed, irrespective of whether or not that person is a holder of Units, the Units in which that person is (or is deemed to be) interested (the "Affected Units") shall be subject to any or all of the following actions which the REIT Manager may, in its absolute discretion, take in respect of any or all of the Affected Units:
(a)
declare that the voting rights attached to any or all of the Affected Units to be suspended (and, upon such declaration, such voting rights shall be suspended for all purposes in connection with Regal REIT);
(b)
suspend the payment of any distributions in respect of any or all of the Affected Units (and, upon such suspension, any such distributions shall be retained in a trust account in the name of the REIT Manager pending the application of such distributions);
(c)
impose an administrative fee of up to HK$0.10 per Affected Unit for each day of non compliance from the date on which disclosure is due to be made by the person; and
(d)
suspend registration and/or decline to register any transfer of part or all of the Affected Units,
until the relevant notification requirements under the Trust Deed are fully complied with to the satisfaction of the REIT Manager.
Notification of Substantial Shareholders received by the REIT Manager
Regal REIT (a Hong Kong collective investment scheme authorized under section 104
of the Securities and Futures Ordinance (Chapter 571 of the Laws of Hong Kong))
